Tag: SEC

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SEC, CFTC Issue Landmark Crypto Guidance Defining US Regulatory Boundaries

The Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) on Tuesday issued a joint interpretation clarifying how federal securities laws apply...

Crypto May No Longer Be Treated Like Penny Stocks Under SEC Plan

Trusted Editorial content, reviewed by leading industry experts and seasoned editors. Ad Disclosure The US Securities and Exchange Commission has proposed narrowing Exchange Act Rule...

DeFi Education Fund Drops SEC Lawsuit as Crypto Stance Softens

Texas-based apparel company Beba and crypto lobby group DeFi Education Fund have withdrawn a 2024 lawsuit against the US Securities and Exchange Commission (SEC)...

SEC has Proposed Narrowing Rule 15c2-11 to Equity Securities Only

The US Securities and Exchange Commission is pushing to clear up years of confusion over a key broker-dealer reporting rule that prevented certain assets...

SEC drops lawsuit against BitClout founder Nader Al-Naji over DeSo crypto project

The U.S. Securities and Exchange Commission (SEC) ended its civil enforcement action against BitClout founder Nader Al-Naji and several related defendants, saying the decision...

SEC dismisses civil fraud case against BitClout founder Nader Al-Naji: U.S. Securities and Exchange Commission

The SEC has closed its civil enforcement lawsuit against DeSo creator Nader Al-Naji, ending a case that accused him of wire fraud and selling...

SEC and CFTC Sign Memorandum to Coordinate Crypto Regulation: Agencies

The SEC and CFTC have signed a memorandum of understanding to establish a unified regulatory approach to digital assets.The U.S. Securities and Exchange Commission...

The SEC and CFTC join hands: State of Crypto

Though we're still waiting on a lot of the formal rulemaking and proposed rulemaking from the federal securities and commodities regulators, last week's memo...

SEC scraps civil fraud case against crypto social network BitClout founder – DL News

The SEC has scrapped a civil case against the founder of BitClout.It comes one year after the Justice Department dismissed its case against the...

SEC, CFTC end years of rivalry with deal that will mean combined crypto oversight

The U.S. markets regulators are melding their operations in the places where the duties of the Securities and Exchange Commission (SEC) and the Commodity...