Tag: SEC

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With SEC fight over, Coinbase’s top legal exec Grewal moves on, and others reassigned

Coinbase Chief Legal Officer Paul Grewal is leaving the company after its high-profile, years-long legal fight with U.S. regulators, and the U.S. exchange also...

White House Says it Received no Democratic Response Related to SEC, CFTC Vacancies

White House officials claimed that they had “not received names” in response to requests to Senate Democrats for potential commissioners to two US financial...

SEC Crypto Rule Changes Are High on its 2026 Agenda

The US Securities and Exchange Commission (SEC) announced proposed rule changes that its chair said would “help clarify the regulatory framework for crypto assets...

U.S. SEC to propose crypto rule as soon as this month to ease startups, fundraising

"To deliver on President Trump’s goal to ensure that the United States is the crypto capital of the world, we are embracing innovation to...

SEC Opens 60-Day Comment Period on ‘Novel’ ETF Rules as Prediction Market Funds Pile Up

The SEC published a formal request for comment on 'Novel ETFs' covering crypto-asset and prediction-market funds, following Chair Paul Atkins' May statement pausing launches...

Supreme Court Overturns Humphrey’s Executor, Clearing Trump to Fire SEC and CFTC Commissioners

The Supreme Court's 6-3 ruling in Trump v. Slaughter overturns a 91-year-old precedent shielding independent agency commissioners from at-will removal, with direct implications for...

Avalanche Treasury Corp Stock Crashes 93%, Warns SEC It May Not Survive the Year

Avalanche Treasury Corp told the SEC its ability to continue as a going concern is in doubt after its Nasdaq-listed stock lost 93% of...

SEC Requests Feedback on Regulating Novel ETF Structures

The US Securities and Exchange Commission (SEC) has requested public comment on exchange-traded funds (ETFs) investing in novel asset classes or using new investment...

SEC giving novel ETFs a rethink as it opens comment period on overhauling U.S. rules

The current process allows ETFs that meet certain conditions to jump into the markets without requiring a complicated request for exemption from the regulator,...

SEC, CFTC Seek Input on Unified Portfolio Margin Rules

The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have opened a joint public consultation on whether to better align...

House Democrats Probe SEC On AI Agent Advisors

A group of Democratic US House lawmakers is questioning the US securities regulator over how it is overseeing investment advice and trading powered by...

The SEC delayed tokenizing stocks, and here’s why that’s a relief

Before we rush to tokenize U.S. equities, we need compliance systems that understand context, not just checkboxes. Investors like Michael Burry see the danger,...