Tag: Structures

spot_img

SEC Requests Feedback on Regulating Novel ETF Structures

The US Securities and Exchange Commission (SEC) has requested public comment on exchange-traded funds (ETFs) investing in novel asset classes or using new investment...

Ownership Structures Drive One-Third of Sanctions-Linked Securities Exposure, Reveals LSEG

LSEG Risk Intelligence has launched a new dataset aimed at tackling one of the most persistent challenges in modern compliance: identifying securities that are...